Form: SD

Specialized Disclosure Report filed pursuant to Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the use of conflict minerals (Rule 13p-1)

May 28, 2024

 

2023 Exhibit 1.01

 

Conflict Minerals Report of RH in Accordance with Rule 13p-1 under the Securities and Exchange Act of 1934

 

I. Introduction

 

  1. Overview of our Conflict Minerals Report

 

This Conflict Minerals Report of RH (the “Company,” “we,” “us” or “our”) is prepared in accordance with Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period January 1, 2023 to December 31, 2023 (the “reporting period”). RH is inclusive of its wholly-owned subsidiary Restoration Hardware, Inc. and its subsidiaries, including, but not limited to, the subsidiary that owns the business operating under the name “Waterworks.” The information provided in this Conflict Minerals Report on behalf of RH is inclusive of Waterworks, its products and supply chain.

 

The Rule requires issuers that manufacture or contract to manufacture products that contain conflict minerals that are necessary to the functionality or production of those products to, among other things, disclose annually whether any of those conflict minerals originated in the Covered Countries and, if so, to submit a report to the Securities and Exchange Commission (the “SEC”) that includes a description of the measures they took to exercise due diligence on the conflict minerals’ source and chain of custody. Conflict minerals are defined as columbite-tantalite (coltan), cassiterite, gold, wolframite and their derivatives, which are limited to tantalum, tin and tungsten (the “conflict minerals”). The “Covered Countries” for purposes of the Rule are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

 

  2. Overview of our Supply Chain, Verification Process and Conflict Minerals Policy

 

During the reporting period, RH did not own or operate any manufacturing facilities that manufacture products that contain conflict minerals that are necessary to the functionality or production of those products. Instead, RH contracted and had relationships with third-party suppliers who manufacture products for RH that contain conflict minerals that are necessary to the functionality or production of those products. These products that the Company “contracts to manufacture,” as such term is referred to by the Rule, are herein referred to as the “Subject Products.” The Subject Products are manufactured for the Company through such suppliers’ own factories or factories with which such suppliers have commercial relationships. The Company must therefore rely on its third-party suppliers to provide information regarding the existence of conflict minerals in the Subject Products and their origin.

 

The Company relied upon multi-stakeholder initiatives that provide verification processes for conflict-free minerals from the smelters or refiners who may provide those minerals to companies in our supply chain. The Company is many steps removed from the mining of conflict minerals. The Company does not purchase raw or unrefined conflict minerals and conducts no purchasing activities directly in the Covered Countries. The statements herein are based on the activities performed to date, in good faith, by the Company and on the information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete supplier data or available smelter data, errors or omissions in the information provided by suppliers or smelters, ongoing identification of smelters in our supply chain, and incomplete information from industry or other third-party sources, among other factors.

 

We maintain a Conflict Minerals Policy that is incorporated into our Vendor’s Operation Manual (the “Vendor Manual”), which our suppliers are able to access via a secure website.

 

II. Description of Products Covered by this Conflict Minerals Report

 

RH offers merchandise assortments across a growing number of categories, including furniture, lighting, textiles, bathware, décor, outdoor and garden and children’s furnishings. The Subject Products include products sold by the Company in the following categories: furniture, bathware, plumbing fixtures, lighting fixtures, kitchen and bath hardware, décor, outdoor and garden and children’s furnishings.

 

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III. Reasonable Country of Origin Inquiry

 

In accordance with the Rule, we conducted in good faith a reasonable country of origin inquiry (the “RCOI”) that was reasonably designed to determine whether any of the necessary conflict minerals in the Subject Products originated in the Covered Countries or were from recycled or scrap sources. Since 2021, RH has partnered with Assent, a supply chain data management company that enhances automation and accuracy when collecting, submitting or managing data related to ESG, product safety and vendor compliance. Assent coordinated RH’s communications with its suppliers, including follow-up outreach and data gathering in support of its RCOI for this reporting year.

 

To conduct our RCOI, we used a conflict minerals reporting template (version 6.31) developed by the Responsible Minerals Initiative (“RMI”) (formerly Conflict Free Sourcing Initiative (“CFSI”)), an initiative founded by members of the Electronic Industry Citizenship Coalition (“EICC”) and the Global e-Sustainability Initiative (“GeSI”). Assent, on RH’s behalf, requested this information from our direct suppliers who manufacture our Subject Products.

 

Based on our RCOI, we have reason to believe that some of the necessary conflict minerals used in our Subject Products may have originated in the Covered Countries and may not have been from recycled or scrap sources. Accordingly, we conducted due diligence to determine the source and chain of custody of these conflict minerals.

 

IV. Due Diligence Process

 

We have designed our diligence efforts to generally conform to the Organization for Economic Cooperation and Development’s (the “OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying supplements (the “OECD Guidance”).

 

The OECD Guidance identifies five due diligence steps: (i) Establish Strong Company Management Systems; (ii) Identify and Assess Risks in the Supply Chain; (iii) Design and Implement a Strategy to Respond to Identified Risks; (iv) Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence; and (v) Report Annually on Supply Chain Due Diligence.

 

The due diligence steps that we executed included the following:

 

Step   OECD
Guidance Steps
  Due diligence activities performed by RH
1   Establish Strong Company Management Systems   Maintain Conflict Minerals Policy We maintained a Conflict Minerals Policy that is published online, in our Vendor Manual.
         
        Maintained Conflict Minerals Compliance Team We maintained an internal conflict minerals team composed of a representative from the legal department and a representative from our vendor compliance team (the “Conflict Minerals Compliance Team”). The team was structured to ensure our annual conflict minerals due diligence was executed.
         
         

Our Conflict Minerals Compliance Team periodically reported on its due diligence activities to the legal department and the Vendor Compliance and Product Compliance teams.

       

 

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        Internal Engagement We educated and continue educating relevant employees on our conflict minerals program and reporting obligations.
             
        Supplier Engagement

We provided our direct suppliers information on conflict minerals and our disclosure requirements.

             
          Our Conflict Minerals Compliance Team engaged Assent, a supply chain data management company that enhances automation and accuracy when collecting, submitting or managing data related to ESG.

 

2   Identify and Assess Risks in the Supply Chain   Identified Products in Scope Our Conflict Minerals Compliance Team conducted a review of the products contracted to be manufactured during the reporting period to identify suppliers that manufacture product categories and Subject Products that may contain conflict minerals.
             
        Inquired about Due Diligence Measures Performed by Direct Suppliers We used the responses from our direct suppliers to the RMI reporting template to review their due diligence activities, including whether they had adopted a conflict minerals policy, required their own suppliers to source from processing facilities validated by an independent audit firm, and implemented a review process that includes corrective action management.
             
          As deemed appropriate by us, we followed up by email or phone with the suppliers who did not respond to our request to complete the RMI reporting template, or who submitted incomplete responses or responses that we determined may have contained errors or inaccuracies.
             
         

We employed a conflict minerals data management tool that tracks communications sent to direct suppliers and consolidates suppliers’ responses to the RMI template for analysis and reporting.

             
        Identified Smelters We collected a list of smelters/processors that are in our supply chain by utilizing the RMI reporting template via a web-based platform. We determined if the processing facilities adhere to responsible sourcing practices by reconciling that list to the list of facilities designated by the RMI Responsible Minerals Assurance Program (“RMAP”) as RMAP Conformant Smelters & Refiners and the RMI list of Active Smelters & Refiners that have committed to undergo the RMAP audit. We have provided lists of smelters/processors that are reported in our supply chain in Appendix A.

 

3   Design and Implement a Strategy to Respond to Identified Risks   Internal Reporting System

Our Conflict Minerals Compliance Team periodically reported on its due diligence activities to the legal department and the Vendor Compliance and Product Compliance teams.

 

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        Maintained Conflict Minerals Policy We maintained a Conflict Minerals Policy that is published online, in our Vendor Manual.
             
        Verified Smelters As part of our risk mitigation process, we determined if the processing facilities identified in our supply chain adhere to responsible sourcing practices by reconciling the list of smelters collected from our direct suppliers to the list of smelter facilities that have been verified as complying with the RMAP and the RMI list of Active Smelters & Refiners that have committed to undergo the RMAP audit.
             
4   Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence     We relied on the RMI’s published lists to verify the RMAP compliance status of smelters/processors that are reported in our supply chain.
             
5   Report Annually on Supply Chain Due Diligence     This Conflict Minerals Report is filed with the SEC and publicly available on our website at ir.rh.com, by clicking on “Financials & Filings,” and then “SEC Filings.”

 

V. Review of Due Diligence Results

 

  1. Facilities Used to Process Conflict Minerals in Subject Products

 

Based on our due diligence process and the information received from our direct suppliers, we have identified, in Appendix A, facilities that may have been used to process conflict minerals used in the Subject Products.

 

  2. Country of Origin of Conflict Minerals in Subject Products

 

Based on the information provided by our direct suppliers, we have reason to believe that some of the products RH sold during the reporting year contain necessary conflict minerals that may have originated from the Covered Countries. Our direct suppliers indicated that there are in total two hundred and twenty-seven facilities that do not use any conflict minerals in products supplied to RH. One hundred and eighteen of the facilities may intentionally add conflict minerals necessary to the function and/or production of the product. Of these one hundred and eighteen facilities: seventy-eight indicated that the products they sold to RH contained necessary conflict minerals that did not originate in the DRC and nineteen did not know the country of origin of the necessary conflict minerals in their products, including if conflict minerals in finished products originated in the Covered Countries. In addition, as of April 24, 2024, with respect to RH, and April 29, 2024, with respect to Waterworks, approximately 30% of our direct suppliers did not respond to our survey. Accordingly, notwithstanding our due diligence efforts, we were unable to determine the origin of a portion of conflict minerals contained in certain of the Subject Products.

 

  3. Efforts to Identify the Mine or Location of Origin of the Conflict Minerals

 

Our reasonable country-of-origin inquiry and due diligence process described above represent our efforts to identify the mine or location of origin for the conflict minerals contained in the Subject Products for this reporting period.

 

VI. Steps Taken to Mitigate Risk

 

RH intends to continue to require our suppliers to comply with our Conflict Minerals Policy and to keep it posted online in our Vendor Manual for all suppliers to access. Over time, we anticipate that the amount of information available globally on the traceability and sourcing of conflict minerals will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. We expect that our direct suppliers will comply with our Conflict Minerals Policy and (i) provide appropriate information and conduct necessary due diligence to facilitate our compliance with the Rule, (ii) implement and communicate to their relevant personnel and suppliers policies that are consistent with the Policy, (iii) put in place procedures and contractual provisions for the traceability of conflict minerals, working with their suppliers as applicable, (iv) use reasonable efforts to source conflict minerals from smelters and refiners that have been validated by a recognized, independent third party as DRC conflict free, and (v) adopt a risk management strategy with respect to identified risks in the supply chain that is consistent with our Conflict Minerals Policy.

 

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In addition to the due diligence steps that we took during the reporting period, which we intend to continue for 2024, as applicable, we intend to communicate to new suppliers our sourcing expectations, including by disseminating our Conflict Minerals Policy to them.

 

VII. Independent Private Sector Audit

 

Not required for the reporting period.

 

Forward-Looking Statements

 

This Conflict Minerals Report contains forward-looking statements within the meaning of the federal securities laws including statements related to our business, products and conflict mineral efforts, including steps we intend to take in the future to mitigate the risk that the conflict minerals used in the Subject Products benefit the armed groups on the Covered Countries, use of Assent with respect to our supply chain data management to enhance automation and accuracy of collecting, submitting or managing data related to our ESG, product safety and vendor compliance, Assent’s ability to communicate with our suppliers, including follow-up outreach and data gathering in support of our reporting, our ability to monitor the progress of our suppliers or that our suppliers would comply with our Conflict Mineral Policy and our requests for timely and accurate information, our suppliers’ ability to source conflict minerals from smelters and refiners that have been validated by a recognized, independent third party as DRC conflict free, and the effectiveness of any of our risk management strategies to identify risks in the supply chain consistent with our Conflict Minerals Policy. You can identify forward-looking statements by the fact that they do not relate strictly to historical or current facts. These statements may include words such as “anticipate,” “estimate,” “expect,” “project,” “plan,” “intend,” “believe,” “may,” “will,” “should,” “likely” and other words and terms of similar meaning in connection with any discussion of the timing or nature of future events. We cannot assure you that future developments affecting us will be those that we have anticipated. Important risks and uncertainties that may cause these forward-looking statements to differ materially from our expectations include, among others: failure to carry out our plans in a timely manner or at all; lack of cooperation or progress by our suppliers, their respective suppliers and smelters; implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers; lack of progress by smelter or refiner validation programs for conflict minerals (including the possibility of inaccurate information, fraud and other irregularities); internal and external resource constraints; political developments in the Covered Countries and regulatory developments in the United States, as well as those risks and uncertainties disclosed under the sections entitled “Risk Factors” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in RH Form 10-K filed with the SEC on March 28, 2024, and similar disclosures in subsequent reports filed with the SEC, which are available on our investor relations website at ir.rh.com and on the SEC website at www.sec.gov. Any forward-looking statement made by us in this Conflict Minerals Report speaks only as of the date on which we make it. We undertake no obligation to publicly update any forward-looking statement, whether as a result of new information, future developments or otherwise, except as may be required by any applicable securities laws.

 

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Appendix A

 

Processing Facilities

 

Table 1. RMAP-conformant processing facilities as listed by RMI as of April 2024

 

Processing facilities and their locations reported in our supply chain that are reported by RMI as conformant with the RMAP.

 

Mineral Facility ID Processing Facility Name Country
Tungsten CID000004 A.L.M.T. Corp. Japan
Gold CID002708 Abington Reldan Metals, LLC United States Of America
Gold CID000035 Agosi AG Germany
Gold CID000019 Aida Chemical Industries Co., Ltd. Japan
Gold CID000041 Almalyk Mining and Metallurgical Complex (AMMC) Uzbekistan
Tin CID000292 Alpha United States Of America
Tantalum CID001076 AMG Brasil Brazil
Gold CID000058 AngloGold Ashanti Corrego do Sitio Mineracao Brazil
Gold CID000077 Argor-Heraeus S.A. Switzerland
Gold CID000082 Asahi Pretec Corp. Japan
Gold CID000924 Asahi Refining Canada Ltd. Canada
Gold CID000920 Asahi Refining USA Inc. United States Of America
Gold CID000090 Asaka Riken Co., Ltd. Japan
Tungsten CID002502 Asia Tungsten Products Vietnam Ltd. Viet Nam
Gold CID000113 Aurubis AG Germany
Tin CID002773 Aurubis Beerse Belgium
Tin CID002774 Aurubis Berango Spain
Gold CID000128 Bangko Sentral ng Pilipinas (Central Bank of the Philippines) Philippines
Gold CID000157 Boliden AB Sweden
Gold CID000176 C. Hafner GmbH + Co. KG Germany
Gold CID000185 CCR Refinery - Glencore Canada Corporation Canada
Tin CID000228 Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. China
Tin CID003190 Chifeng Dajingzi Tin Industry Co., Ltd. China
Gold CID000233 Chimet S.p.A. Italy
Tungsten CID002641 China Molybdenum Tungsten Co., Ltd. China
Tin CID001070 China Tin Group Co., Ltd. China
Tungsten CID000258 Chongyi Zhangyuan Tungsten Co., Ltd. China
Gold CID000264 Chugai Mining Japan
Gold CID004010 Coimpa Industrial LTDA Brazil
Tin CID003486 CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda Brazil
Tin CID003524 CRM Synergies Spain
Tungsten CID003468 Cronimet Brasil Ltda Brazil
Tin CID002570 CV Ayi Jaya Indonesia
Tin CID002455 CV Venus Inti Perkasa Indonesia

 

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Tantalum CID002504 D Block Metals, LLC United States Of America
Tin CID000402 Dowa Japan
Tin CID003831 DS Myanmar Myanmar
Gold CID000359 DSC (Do Sung Corporation) Korea, Republic Of
Gold CID000425 Eco-System Recycling Co., Ltd. East Plant Japan
Gold CID003424 Eco-System Recycling Co., Ltd. North Plant Japan
Gold CID003425 Eco-System Recycling Co., Ltd. West Plant Japan
Tin CID000438 EM Vinto Bolivia (Plurinational State Of)
Tin CID000448 Estanho de Rondonia S.A. Brazil
Tantalum CID000460 F&X Electro-Materials Ltd. China
Tin CID003582 Fabrica Auricchio Industria e Comercio Ltda. Brazil
Tin CID000468 Fenix Metals Poland
Tantalum CID002505 FIR Metals & Resource Ltd. China
Tungsten CID003609 Fujian Xinlu Tungsten Co., Ltd. China
Tungsten CID002315 Ganzhou Jiangwu Ferrotungsten Co., Ltd. China
Tungsten CID002494 Ganzhou Seadragon W & Mo Co., Ltd. China
Tin CID000538 Gejiu Non-Ferrous Metal Processing Co., Ltd. China
Tantalum CID002558 Global Advanced Metals Aizu Japan
Tantalum CID002557 Global Advanced Metals Boyertown United States Of America
Tungsten CID000568 Global Tungsten & Powders LLC United States Of America
Gold CID003641 Gold by Gold Colombia Colombia
Gold CID002243 Gold Refinery of Zijin Mining Group Co., Ltd. China
Tin CID003116 Guangdong Hanhe Non-Ferrous Metal Co., Ltd. China
Tantalum CID000291 Guangdong Rising Rare Metals-EO Materials Ltd. China
Tungsten CID000218 Guangdong Xianglu Tungsten Co., Ltd. China
Tungsten CID002541 H.C. Starck Tungsten GmbH Germany
Gold CID000694 Heimerle + Meule GmbH Germany
Tantalum CID002492 Hengyang King Xing Lifeng New Materials Co., Ltd. China
Gold CID000711 Heraeus Germany GmbH Co. KG Germany
Gold CID000707 Heraeus Metals Hong Kong Ltd. China
Tungsten CID003417 Hubei Green Tungsten Co., Ltd. China
Tin CID002844 HuiChang Hill Tin Industry Co., Ltd. China
Tungsten CID000766 Hunan Chenzhou Mining Co., Ltd. China
Tungsten CID002513 Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch China
Gold CID000801 Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. China
Gold CID000807 Ishifuku Metal Industry Co., Ltd. Japan
Gold CID000814 Istanbul Gold Refinery Turkey
Gold CID002765 Italpreziosi Italy
Gold CID000823 Japan Mint Japan
Tungsten CID000825 Japan New Metals Co., Ltd. Japan
Tungsten CID002551 Jiangwu H.C. Starck Tungsten Products Co., Ltd. China
Gold CID000855 Jiangxi Copper Co., Ltd. China

 

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Tantalum CID002512 Jiangxi Dinghai Tantalum & Niobium Co., Ltd. China
Tungsten CID002321 Jiangxi Gan Bei Tungsten Co., Ltd. China
Tin CID001231 Jiangxi New Nanshan Technology Ltd. China
Tungsten CID002318 Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. China
Tantalum CID002842 Jiangxi Tuohong New Raw Material China
Tungsten CID002317 Jiangxi Xinsheng Tungsten Industry Co., Ltd. China
Tungsten CID002316 Jiangxi Yaosheng Tungsten Co., Ltd. China
Tantalum CID000914 JiuJiang JinXin Nonferrous Metals Co., Ltd. China
Tantalum CID000917 Jiujiang Tanbre Co., Ltd. China
Tantalum CID002506 Jiujiang Zhongao Tantalum & Niobium Co., Ltd. China
Gold CID000937 JX Nippon Mining & Metals Co., Ltd. Japan
Gold CID000957 Kazzinc Kazakhstan
Tantalum CID002539 KEMET de Mexico Mexico
Tungsten CID000966 Kennametal Fallon United States Of America
Tungsten CID000105 Kennametal Huntsville United States Of America
Gold CID000969 Kennecott Utah Copper LLC United States Of America
Gold CID002511 KGHM Polska Miedz Spolka Akcyjna Poland
Gold CID000981 Kojima Chemicals Co., Ltd. Japan
Gold CID002605 Korea Zinc Co., Ltd. Korea, Republic Of
Tungsten CID003407 Lianyou Metals Co., Ltd. Taiwan, Province Of China
Gold CID002762 L'Orfebre S.A. Andorra
Gold CID001078 LS-NIKKO Copper Inc. Korea, Republic Of
Gold CID000689 LT Metal Ltd. Korea, Republic Of
Tin CID003387 Luna Smelter, Ltd. Rwanda
Tin CID002468 Magnu's Minerais Metais e Ligas Ltda. Brazil
Tin CID001105 Malaysia Smelting Corporation (MSC) Malaysia
Tungsten CID002319 Malipo Haiyu Tungsten Co., Ltd. China
Tungsten CID002543 Masan High-Tech Materials Viet Nam
Gold CID001113 Materion United States Of America
Tantalum CID002548 Materion Newton Inc. United States Of America
Gold CID001119 Matsuda Sangyo Co., Ltd. Japan
Gold CID003575 Metal Concentrators SA (Pty) Ltd. South Africa
Tin CID001142 Metallic Resources, Inc. United States Of America
Tantalum CID001163 Metallurgical Products India Pvt., Ltd. India
Gold CID001149 Metalor Technologies (Hong Kong) Ltd. China
Gold CID001152 Metalor Technologies (Singapore) Pte., Ltd. Singapore
Gold CID001147 Metalor Technologies (Suzhou) Ltd. China
Gold CID001153 Metalor Technologies S.A. Switzerland
Gold CID001157 Metalor USA Refining Corporation United States Of America
Gold CID001161 Metalurgica Met-Mex Penoles S.A. De C.V. Mexico
Tin CID001173 Mineracao Taboca S.A. Brazil
Tin CID004065 Mining Minerals Resources SARL Congo, Democratic Republic Of The

 

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Tin CID001182 Minsur Peru
Tin CID001191 Mitsubishi Materials Corporation Japan
Tantalum CID001192 Mitsui Mining and Smelting Co., Ltd. Japan
Gold CID001352 MKS PAMP SA Switzerland
Gold CID002509 MMTC-PAMP India Pvt., Ltd. India
Gold CID001220 Nadir Metal Rafineri San. Ve Tic. A.S. Turkey
Gold CID001236 Navoi Mining and Metallurgical Combinat Uzbekistan
Gold CID003189 NH Recytech Company Korea, Republic Of
Tungsten CID002589 Niagara Refining LLC United States Of America
Gold CID001259 Nihon Material Co., Ltd. Japan
Tantalum CID001277 Ningxia Orient Tantalum Industry Co., Ltd. China
Tantalum CID001200 NPM Silmet AS Estonia
Tin CID001314 O.M. Manufacturing (Thailand) Co., Ltd. Thailand
Tin CID002517 O.M. Manufacturing Philippines, Inc. Philippines
Gold CID002779 Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH Austria
Gold CID001325 Ohura Precious Metal Industry Co., Ltd. Japan
Tin CID001337 Operaciones Metalurgicas S.A. Bolivia (Plurinational State Of)
Tungsten CID002827 Philippine Chuangxin Industrial Co., Inc. Philippines
Gold CID002919 Planta Recuperadora de Metales SpA Chile
Tantalum CID004054 PowerX Ltd. Rwanda
Gold CID001397 PT Aneka Tambang (Persero) Tbk Indonesia
Tin CID000309 PT Aries Kencana Sejahtera Indonesia
Tin CID001399 PT Artha Cipta Langgeng Indonesia
Tin CID002503 PT ATD Makmur Mandiri Jaya Indonesia
Tin CID001402 PT Babel Inti Perkasa Indonesia
Tin CID001406 PT Babel Surya Alam Lestari Indonesia
Tin CID002776 PT Bangka Prima Tin Indonesia
Tin CID003205 PT Bangka Serumpun Indonesia
Tin CID001421 PT Belitung Industri Sejahtera Indonesia
Tin CID001428 PT Bukit Timah Indonesia
Tin CID002696 PT Cipta Persada Mulia Indonesia
Tin CID002835 PT Menara Cipta Mulia Indonesia
Tin CID001453 PT Mitra Stania Prima Indonesia
Tin CID003449 PT Mitra Sukses Globalindo Indonesia
Tin CID000313 PT Premium Tin Indonesia Indonesia
Tin CID001458 PT Prima Timah Utama Indonesia
Tin CID003868 PT Putera Sarana Shakti (PT PSS) Indonesia
Tin CID003381 PT Rajawali Rimba Perkasa Indonesia
Tin CID002593 PT Rajehan Ariq Indonesia
Tin CID001460 PT Refined Bangka Tin Indonesia
Tin CID001463 PT Sariwiguna Binasentosa Indonesia
Tin CID001468 PT Stanindo Inti Perkasa Indonesia

 

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Tin CID002816 PT Sukses Inti Makmur Indonesia
Tin CID001486 PT Timah Nusantara Indonesia
Tin CID001477 PT Timah Tbk Kundur Indonesia
Tin CID001482 PT Timah Tbk Mentok Indonesia
Tin CID001490 PT Tinindo Inter Nusa Indonesia
Tin CID001493 PT Tommy Utama Indonesia
Gold CID001498 PX Precinox S.A. Switzerland
Tantalum CID001508 QuantumClean United States Of America
Gold CID001512 Rand Refinery (Pty) Ltd. South Africa
Gold CID002582 REMONDIS PMR B.V. Netherlands
Tin CID002706 Resind Industria e Comercio Ltda. Brazil
Tantalum CID003583 RFH Yancheng Jinye New Material Technology Co., Ltd. China
Gold CID001534 Royal Canadian Mint Canada
Tin CID001539 Rui Da Hung Taiwan, Province Of China
Gold CID002290 SAFINA A.S. Czechia
Gold CID001585 SEMPSA Joyeria Plateria S.A. Spain
Gold CID001916 Shandong Gold Smelting Co., Ltd. China
Gold CID001622 Shandong Zhaojin Gold & Silver Refinery Co., Ltd. China
Tungsten CID004430 Shinwon Tungsten (Fujian Shanghang) Co., Ltd. China
Gold CID001736 Sichuan Tianze Precious Metals Co., Ltd. China
Gold CID001761 Solar Applied Materials Technology Corp. Taiwan, Province Of China
Gold CID001798 Sumitomo Metal Mining Co., Ltd. Japan
Gold CID002918 SungEel HiMetal Co., Ltd. Korea, Republic Of
Tin CID002756 Super Ligas Brazil
Gold CID002580 T.C.A S.p.A Italy
Tantalum CID001869 Taki Chemical Co., Ltd. Japan
Gold CID001875 Tanaka Kikinzoku Kogyo K.K. Japan
Tantalum CID002544 TANIOBIS Co., Ltd. Thailand
Tantalum CID002545 TANIOBIS GmbH Germany
Tantalum CID002549 TANIOBIS Japan Co., Ltd. Japan
Tungsten CID002542 TANIOBIS Smelting GmbH & Co. KG Germany
Tantalum CID001891 Telex Metals United States Of America
Tin CID001898 Thaisarco Thailand
Tin CID002180 Tin Smelting Branch of Yunnan Tin Co., Ltd. China
Tin CID003325 Tin Technology & Refining United States Of America
Gold CID001938 Tokuriki Honten Co., Ltd. Japan
Gold CID002615 TOO Tau-Ken-Altyn Kazakhstan
Gold CID001955 Torecom Korea, Republic Of
Tungsten CID003993 Tungsten Vietnam Joint Stock Company Viet Nam
Tantalum CID001969 Ulba Metallurgical Plant JSC Kazakhstan
Gold CID001980 Umicore S.A. Business Unit Precious Metals Refining Belgium
Gold CID001993 United Precious Metal Refining, Inc. United States Of America

 

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Gold CID002003 Valcambi S.A. Switzerland
Gold CID003615 WEEEREFINING France
Gold CID002030 Western Australian Mint (T/a The Perth Mint) Australia
Tin CID002036 White Solder Metalurgia e Mineracao Ltda. Brazil
Gold CID002778 WIELAND Edelmetalle GmbH Germany
Tungsten CID002044 Wolfram Bergbau und Hutten AG Austria
Tungsten CID002320 Xiamen Tungsten (H.C.) Co., Ltd. China
Tungsten CID002082 Xiamen Tungsten Co., Ltd. China
Tantalum CID000616 XIMEI RESOURCES (GUANGDONG) LIMITED China
Tantalum CID002508 XinXing HaoRong Electronic Material Co., Ltd. China
Gold CID002100 Yamakin Co., Ltd. Japan
Tantalum CID001522 Yanling Jincheng Tantalum & Niobium Co., Ltd. China
Gold CID002129 Yokohama Metal Co., Ltd. Japan
Tin CID002158 Yunnan Chengfeng Non-ferrous Metals Co., Ltd. China
Tin CID003397 Yunnan Yunfan Non-ferrous Metals Co., Ltd. China
Gold CID002224 Zhongyuan Gold Smelter of Zhongjin Gold Corporation China

 

Table 2. RMAP-participating processing facilities as listed by RMI as of April 2024

 

Processing facilities and their locations reported in our supply chain that are reported by RMI as active with the RMAP.

 

Mineral Facility ID Processing Facility Name Country
Gold CID000015 Advanced Chemical Company United States Of America
Gold CID002863 Bangalore Refinery India
Tin CID003409 Precious Minerals and Smelting Limited India
Tin CID001419 PT Bangka Tin Industry Indonesia

 

Table 3. RMAP-non-participating processing facilities as of April 2024

 

Processing facilities and their locations reported in our supply chain that are not reported as either compliant with or participating in the RMAP.

 

Mineral Facility ID Processing Facility Name Country
Tantalum CID003926 5D Production OU Estonia
Gold CID002763 8853 S.p.A. Italy
Gold CID002920 ABC Refinery Pty Ltd. Australia
Tungsten CID002833 ACL Metais Eireli Brazil
Gold CID003185 African Gold Refinery Uganda
Gold CID002560 Al Etihad Gold Refinery DMCC United Arab Emirates
Tungsten CID003427 Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. Brazil
Gold CID002760 Albino Mountinho Lda. Portugal
Gold CID003500 Alexy Metals United States Of America
Tin CID002703 An Vinh Joint Stock Mineral Processing Company Viet Nam
Tungsten CID003553 Artek LLC Russian Federation
Gold CID000103 Atasay Kuyumculuk Sanayi Ve Ticaret A.S. Turkey

 

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Gold CID002850 AU Traders and Refiners South Africa
Gold CID003461 Augmont Enterprises Private Limited India
Gold CID000180 Caridad Mexico
Gold CID000189 Cendres + Metaux S.A. Switzerland
Gold CID003382 CGR Metalloys Pvt Ltd. India
Tungsten CID000281 CNMC (Guangxi) PGMA Co., Ltd. China
Gold CID000343 Daye Non-Ferrous Metals Mining Ltd. China
Gold CID002867 Degussa Sonne / Mond Goldhandel GmbH Germany
Gold CID003348 Dijllah Gold Refinery FZC United Arab Emirates
Tin CID003356 Dongguan CiEXPO Environmental Engineering Co., Ltd. China
Tungsten CID004060 DONGKUK INDUSTRIES CO., LTD. Korea, Republic Of
Gold CID003663 Dongwu Gold Group China
Tin CID002572 Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company Viet Nam
Gold CID003487 Emerald Jewel Industry India Limited (Unit 1) India
Gold CID003488 Emerald Jewel Industry India Limited (Unit 2) India
Gold CID003489 Emerald Jewel Industry India Limited (Unit 3) India
Gold CID003490 Emerald Jewel Industry India Limited (Unit 4) India
Gold CID002561 Emirates Gold DMCC United Arab Emirates
Gold CID002515 Fidelity Printers and Refiners Ltd. Zimbabwe
Gold CID002584 Fujairah Gold FZC United Arab Emirates
Tungsten CID002645 Ganzhou Haichuang Tungsten Co., Ltd. China
Tungsten CID000875 Ganzhou Huaxing Tungsten Products Co., Ltd. China
Gold CID002459 Geib Refining Corporation United States Of America
Tin CID003410 Gejiu City Fuxiang Industry and Trade Co., Ltd. China
Tin CID000942 Gejiu Kai Meng Industry and Trade LLC China
Tin CID001908 Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. China
Tin CID000555 Gejiu Zili Mining And Metallurgy Co., Ltd. China
Gold CID002852 GGC Gujrat Gold Centre Pvt. Ltd. India
Gold CID003186 Gold Coast Refinery Ghana
Gold CID001909 Great Wall Precious Metals Co., Ltd. of CBPM China
Gold CID002312 Guangdong Jinding Gold Limited China
Gold CID000651 Guoda Safina High-Tech Environmental Refinery Co., Ltd. China
Gold CID000671 Hangzhou Fuchunjiang Smelting Co., Ltd. China
Tungsten CID003978 HANNAE FOR T Co., Ltd. Korea, Republic Of
Gold CID000767 Hunan Chenzhou Mining Co., Ltd. China
Gold CID000773 Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. China
Tungsten CID000769 Hunan Jintai New Material Co., Ltd. China
Gold CID000778 HwaSeong CJ CO., LTD. Korea, Republic Of
Tungsten CID002649 Hydrometallurg, JSC Russian Federation
Gold CID002587 Industrial Refining Company Belgium
Gold CID002562 International Precious Metal Refiners United Arab Emirates
Gold CID002893 JALAN & Company India

 

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Tungsten CID002313 Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. China
Tungsten CID003408 JSC "Kirovgrad Hard Alloys Plant" Russian Federation
Gold CID000927 JSC Ekaterinburg Non-Ferrous Metal Processing Plant Russian Federation
Gold CID000493 JSC Novosibirsk Refinery Russian Federation
Gold CID000929 JSC Uralelectromed Russian Federation
Gold CID003497 K.A. Rasmussen Norway
Gold CID002563 Kaloti Precious Metals United Arab Emirates
Gold CID000956 Kazakhmys Smelting LLC Kazakhstan
Gold CID003463 Kundan Care Products Ltd. India
Gold CID001029 Kyrgyzaltyn JSC Kyrgyzstan
Gold CID002865 Kyshtym Copper-Electrolytic Plant ZAO Russian Federation
Gold CID001032 L'azurde Company For Jewelry Saudi Arabia
Gold CID001056 Lingbao Gold Co., Ltd. China
Gold CID001058 Lingbao Jinyuan Tonghui Refinery Co., Ltd. China
Tungsten CID003643 LLC Vostok Russian Federation
Gold CID001093 Luoyang Zijin Yinhui Gold Refinery Co., Ltd. China
Tin CID003379 Ma'anshan Weitai Tin Co., Ltd. China
Gold CID002606 Marsam Metals Brazil
Gold CID003548 MD Overseas India
Tin CID002500 Melt Metais e Ligas S.A. Brazil
Gold CID003557 Metallix Refining Inc. United States Of America
Gold CID002857 Modeltech Sdn Bhd Malaysia
Tungsten CID002845 Moliren Ltd. Russian Federation
Gold CID002282 Morris and Watson New Zealand
Gold CID001204 Moscow Special Alloys Processing Plant Russian Federation
Tungsten CID004034 Nam Viet Cromit Joint Stock Company Viet Nam
Tin CID002573 Nghe Tinh Non-Ferrous Metals Joint Stock Company Viet Nam
Tin CID001305 Novosibirsk Tin Combine Russian Federation
Tungsten CID003416 NPP Tyazhmetprom LLC Russian Federation
Gold CID001326 OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) Russian Federation
Tungsten CID003614 OOO “Technolom” 1 Russian Federation
Tungsten CID003612 OOO “Technolom” 2 Russian Federation
Gold CID002872 Pease & Curren United States Of America
Gold CID001362 Penglai Penggang Gold Industry Co., Ltd. China
Tin CID003208 Pongpipat Company Limited Myanmar
Gold CID001386 Prioksky Plant of Non-Ferrous Metals Russian Federation
Tin CID003380 PT Masbro Alam Stania Indonesia
Tin CID001457 PT Panca Mega Persada Indonesia
Tin CID002478 PT Tirus Putra Mandiri Indonesia
Gold CID003324 QG Refining, LLC United States Of America
Gold CID000522 Refinery of Seemine Gold Co., Ltd. China
Gold CID002761 SAAMP France

 

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Gold CID001546 Sabin Metal Corp. United States Of America
Gold CID002973 Safimet S.p.A Italy
Gold CID002853 Sai Refinery India
Gold CID003666 Sam Precious Metals United Arab Emirates
Gold CID001555 Samduck Precious Metals Korea, Republic Of
Gold CID001562 Samwon Metals Corp. Korea, Republic Of
Gold CID003529 Sancus ZFS (L’Orfebre, SA) Colombia
Gold CID003540 Sellem Industries Ltd. Mauritania
Gold CID002525 Shandong Humon Smelting Co., Ltd. China
Gold CID001619 Shandong Tiancheng Biological Gold Industrial Co., Ltd. China
Gold CID002750 Shenzhen CuiLu Gold Co., Ltd. China
Gold CID002527 Shenzhen Zhonghenglong Real Industry Co., Ltd. China
Gold CID002588 Shirpur Gold Refinery Ltd. India
Gold CID002516 Singway Technology Co., Ltd. Taiwan, Province Of China
Gold CID001756 SOE Shyolkovsky Factory of Secondary Precious Metals Russian Federation
Tantalum CID001769 Solikamsk Magnesium Works OAO Russian Federation
Gold CID003383 Sovereign Metals India
Gold CID003153 State Research Institute Center for Physical Sciences and Technology Lithuania
Gold CID002567 Sudan Gold Refinery Sudan
Gold CID001810 Super Dragon Technology Co., Ltd. Taiwan, Province Of China
Gold CID001947 Tongling Nonferrous Metals Group Co., Ltd. China
Tin CID002574 Tuyen Quang Non-Ferrous Metals Joint Stock Company Viet Nam
Gold CID002314 Umicore Precious Metals Thailand Thailand
Tungsten CID002724 Unecha Refractory metals plant Russian Federation
Tin CID002015 VQB Mineral and Trading Group JSC Viet Nam
Tungsten CID003662 YUDU ANSHENG TUNGSTEN CO., LTD. China
Gold CID000197 Yunnan Copper Industry Co., Ltd. China

 

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