Exhibit 1.01

Conflict Minerals Report of RH in Accordance with Rule 13p-1 under the Securities and Exchange Act of 1934

I. Introduction

 

1.

Overview of our Conflict Minerals Report

This Conflict Minerals Report of RH (the “Company,” “us,” “we”) is prepared in accordance with Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for the reporting period January 1, 2019 to December 31, 2019 (the “reporting period”). RH is inclusive of its wholly-owned subsidiary Restoration Hardware, Inc. and its subsidiaries, including, but not limited to, the subsidiary that owns the business operating under the name “Waterworks.” The information provided in this Conflict Minerals Report on behalf of RH is inclusive of Waterworks, its products and supply chain.

The Rule requires issuers that manufacture or contract to manufacture products that contain conflict minerals that are necessary to the functionality or production of those products to, among other things, disclose annually whether any of those conflict minerals originated in the Covered Countries and if so, to submit a report to the Securities and Exchange Commission (the “SEC”) that includes a description of the measures they took to exercise due diligence on the conflict minerals’ source and chain of custody. Conflict minerals are defined as columbite-tantalite (coltan), cassiterite, gold, wolframite, and their derivatives, which are limited to tantalum, tin and tungsten (the “conflict minerals”). The “Covered Countries” for purposes of the Rule are the Democratic Republic of the Congo, the Republic of the Congo, the Central African Republic, South Sudan, Uganda, Rwanda, Burundi, Tanzania, Zambia and Angola.

 

2.

Overview of our Supply Chain, Verification Process and Conflict Minerals Policy

During the reporting period, RH did not own or operate any manufacturing facilities that manufacture products that contain conflict minerals that are necessary to the functionality or production of those products. Instead, RH contracted and had relationships with third-party suppliers who manufacture products for RH that contain conflict minerals that are necessary to the functionality or production of those products. These products that the Company “contracts to manufacture,” as such term is referred to by the Rule, are herein referred to as the “Subject Products.” The Subject Products are manufactured for the Company through such suppliers’ own factories or factories with which such suppliers have commercial relationships. The Company must therefore rely on its third-party suppliers to provide information regarding the existence of conflict minerals in the Subject Products and their origin.

The Company relied upon multi-stakeholder initiatives that provide verification processes for conflict-free minerals from the smelters or refiners who may provide those minerals to companies in our supply chain. The Company is many steps removed from the mining of conflict minerals. The Company does not purchase raw or unrefined conflict minerals, and conducts no purchasing activities directly in the Covered Countries. The statements herein are based on the activities performed to date, in good faith, by the Company and on the information available at the time of this filing. There are factors that could affect the accuracy of these statements. These factors include, but are not limited to, incomplete or over-inclusive supplier data or available smelter data, errors or omissions in the information provided by suppliers or smelters, ongoing identification of smelters in our supply chain, and incomplete information from industry or other third-party sources, among other factors.

We maintain a Conflict Minerals Policy that is incorporated into our Vendor’s Operation Manual (the “Vendor Manual”), which our suppliers are able to access via a secure website.

II. Description of Products Covered by this Conflict Minerals Report

RH offers merchandise assortments across a growing number of categories, including furniture, lighting, textiles, bathware, décor, outdoor and garden, and children’s furnishings. The Subject Products included products sold by the Company in the following categories: furniture, bathware, plumbing fixtures, lighting fixtures, kitchen and bath hardware, décor, outdoor and garden, and children’s furnishings.

III. Reasonable Country of Origin Inquiry

In accordance with the Rule, we conducted in good faith a reasonable country of origin inquiry (the “RCOI”) that was reasonably designed to determine whether any of the necessary conflict minerals in the Subject Products originated in the Covered Countries or were from recycled or scrap sources.

To conduct our RCOI, we used a conflict minerals reporting template developed by the Responsible Minerals Initiative (“RMI”) (formerly Conflict Free Sourcing Initiative (“CFSI”)), an initiative founded by members of the Electronic Industry Citizenship Coalition (EICC) and the Global e-Sustainability Initiative (GeSI). We requested this information from our direct suppliers who manufacture our Subject Products.

Based on our RCOI, we have reason to believe that some of the necessary conflict minerals used in our Subject Products originated in the Covered Countries and may not have been from recycled or scrap sources. Accordingly, we conducted due diligence to determine the source and chain of custody of these conflict minerals.

IV. Due Diligence Process

We have designed our diligence efforts to generally conform to the Organization for Economic Cooperation and Development’s (the “OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying supplements (the “OECD Guidance”).

The OECD Guidance identifies five due diligence steps: (i) Establish Strong Company Management Systems; (ii) Identify and Assess Risks in the Supply Chain; (iii) Design and Implement a Strategy to Respond to Identified Risks; (iv) Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence; and (v) Report Annually on Supply Chain Due Diligence.

The due diligence steps that we executed included the following:

 

Step		OECD Guidance Steps		Due diligence activities performed by RH
1		Establish Strong Company Management Systems		Maintain Conflict Minerals Policy		•  We maintained a Conflict Minerals Policy that is published online, in our Vendor Manual.
				Maintained Conflict Minerals Compliance Team		•  We maintained an internal conflict minerals team composed of a representative from the legal department and a representative from our vendor compliance team (the “Conflict Minerals Compliance Team”). The team was structured to ensure our annual conflict minerals due diligence was executed.
						•  Our Conflict Minerals Compliance Team periodically reported on its due diligence activities to the legal department and the Vendor Compliance and Product Compliance teams.
				Internal Engagement		•  We educated and continue educating relevant employees on our conflict minerals program and reporting obligations.
				Supplier Engagement		•  We provided our direct suppliers information on conflict minerals and our disclosure requirements.
2		Identify and Assess Risks in the Supply Chain		Identified Products in Scope		•  Our Conflict Minerals Compliance Team conducted a review of the products contracted to be manufactured during the reporting period to identify suppliers that manufacture product categories and Subject Products that may contain conflict minerals.
				Inquired about Due Diligence		•  We used the responses from our direct suppliers to the RMI reporting template to review their due diligence

 

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Step		OECD Guidance Steps		Due diligence activities performed by RH
				Measures Performed by Direct Suppliers		activities, including whether they had adopted a conflict minerals policy, required their own suppliers to source from processing facilities validated by an independent audit firm, and implemented a review process that includes corrective action management.   •  As deemed appropriate by us, we followed up by email or phone with the suppliers who did not respond to our request to complete the RMI reporting template, or who submitted incomplete responses or responses that we determined may have contained errors or inaccuracies.
						•  We employed a conflict minerals data management tool that tracks communications sent to direct suppliers and consolidates suppliers responses to the RMI template for analysis and reporting.
				Identified Smelters		•  We collected a list of smelters/processors that are in our supply chain by utilizing the RMI reporting template via a web-based platform. We determined if the processing facilities adhere to responsible sourcing practices by reconciling that list to the list of facilities designated by the RMI Responsible Minerals Assurance Program (“RMAP”) as RMAP Conformant Smelters & Refiners and the RMI list of Active Smelters & Refiners that have committed to undergo the RMAP audit. We have provided lists of smelters/processors that are reported in our supply chain in Appendix A.
3		Design and Implement a Strategy to Respond to Identified Risks		Internal Reporting System		•  Our Conflict Minerals Compliance Team periodically reported on its due diligence activities to the legal department and the Vendor Compliance and Product Compliance teams.
				Maintained Conflict Minerals Policy		•  We maintained a Conflict Minerals Policy that is published online, in our Vendor Manual.
				Verified Smelters		•  As part of our risk mitigation process, we determined if the processing facilities identified in our supply chain adhere to responsible sourcing practices by reconciling the list of smelters collected from our direct suppliers to the list of smelter facilities that have been verified as complying with the RMAP and the RMI list of Active Smelters & Refiners that have committed to undergo the RMAP audit.
4		Carry out Independent Third-Party Audit of Smelter/Refiner’s Due Diligence				•  We relied on the RMI’s published lists to verify the RMAP compliance status of smelters/processors that are reported in our supply chain.
5		Report Annually on Supply Chain Due Diligence				•  This Conflict Minerals Report is filed with the SEC and publicly available on our website at ir.rh.com, by clicking on “SEC Filings.”

V. Review of Due Diligence Results

 

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1.

Facilities Used to Process Conflict Minerals in Subject Products

Based on our due diligence process and the information received from our direct suppliers, we have identified, in Appendix A, facilities that may have been used to process conflict minerals used in the Subject Products.

 

2.

Country of Origin of Conflict Minerals in Subject Products

Based on the information provided by our direct suppliers, we have reason to believe that some of the products RH sold during the reporting year contain necessary conflict minerals that originated from the Covered Countries. Thirteen of our direct suppliers indicated that products supplied to RH contained intentionally added conflict minerals necessary to the function and/or production of the product. Of these thirteen direct suppliers: seven indicated that the products they sold to RH contained necessary conflict minerals that did not originate in the Covered Countries; one indicated that the products they sold to RH contained necessary conflict minerals originating in the Covered Countries (and one such supplier is required to file an annual conflict minerals disclosure with the SEC); and five did not know the country of origin of the necessary conflict minerals in their products, including if conflict minerals in finished products originated in the Covered Countries. Three suppliers within this group also reported only using conflict minerals from 100% recycled or scrap sources. In addition, 44% of our direct suppliers did not respond to our survey. The reporting period’s response rate of 56% is lower than the response rate of previous reporting periods. We believe the lower response rate is attributable to the COVID-19 pandemic and factory closures impacting our suppliers. Accordingly, notwithstanding our due diligence efforts, we were unable to determine the origin of a portion of conflict minerals contained in certain of the Subject Products.

 

3.

Efforts to Identify the Mine or Location of Origin of the Conflict Minerals

Our reasonable country-of-origin inquiry and due diligence process described above represent our efforts to identify the mine or location of origin for the conflict minerals contained in the Subject Products for this reporting period.

VI. Steps To Be Taken To Mitigate Risk

RH intends to continue to require our suppliers to comply with our Conflict Minerals Policy and to keep it posted online in our Vendor Manual for all suppliers to access. Over time, we anticipate that the amount of information available globally on the traceability and sourcing of conflict minerals will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. We expect that our direct suppliers will comply with our Conflict Minerals Policy and (i) provide appropriate information and conduct necessary due diligence to facilitate our compliance with the Rule, (ii) implement and communicate to their relevant personnel and suppliers policies that are consistent with the Policy, (iii) put in place procedures and contractual provisions for the traceability of conflict minerals, working with their suppliers as applicable, (iv) use reasonable efforts to source conflict minerals from smelters and refiners that have been validated by a recognized, independent third party as DRC conflict free, and (v) adopt a risk management strategy with respect to identified risks in the supply chain that is consistent with our Conflict Minerals Policy.

In addition to the due diligence steps that we took during the reporting period, which we intend to continue for 2020 as applicable, we intend to communicate to new suppliers our sourcing expectations, including by disseminating our Conflict Minerals Policy to them.

VII. Independent Private Sector Audit

Not required for the reporting period.

Forward-Looking Statements

This Conflict Minerals Report contains forward-looking statements within the meaning of the federal securities laws including statements related to our business, products and conflict mineral efforts, including steps we intend to take in the future to mitigate the risk that the conflict minerals used in the Subject Products benefit the armed groups on the Covered Countries, our ability to monitor the progress of our suppliers or that our suppliers would comply with our Conflict Mineral Policy and our requests for timely and accurate information, our suppliers’ ability to source conflict minerals from smelters and refiners that have been validated by a recognized, independent third party as DRC conflict free, and the effectiveness of

 

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any of our risk management strategies to identify risks in the supply chain consistent with our Conflict Minerals Policy. You can identify forward-looking statements by the fact that they do not relate strictly to historical or current facts. These statements may include words such as “anticipate,” “estimate,” “expect,” “project,” “plan,” “intend,” “believe,” “may,” “will,” “should,” “likely” and other words and terms of similar meaning in connection with any discussion of the timing or nature of future events. We cannot assure you that future developments affecting us will be those that we have anticipated. Important risks and uncertainties that may cause these forward-looking statements to differ materially from our expectations include, among others: failure to carry out our plans in a timely manner or at all; lack of cooperation or progress by our suppliers, their respective suppliers and smelters; implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers; lack of progress by smelter or refiner validation programs for conflict minerals (including the possibility of inaccurate information, fraud and other irregularities); internal and external resource constraints; political developments in the Covered Countries and regulatory developments in the United States, as well as those risks and uncertainties disclosed under the sections entitled “Risk Factors” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations” in RH Form 10-K filed with the SEC on March 30, 2020, and similar disclosures in subsequent reports filed with the SEC, which are available on our investor relations website at ir.restorationhardware.com and on the SEC website at www.sec.gov. Any forward-looking statement made by us in this Conflict Minerals Report speaks only as of the date on which we make it. We undertake no obligation to publicly update any forward-looking statement, whether as a result of new information, future developments or otherwise, except as may be required by any applicable securities laws.

 

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Appendix A

Processing Facilities

Table 1. RMAP-conformant processing facilities as listed by RMI as of May 21, 2020

Processing facilities and their locations reported in our supply chain that are reported by RMI as conformant with the RMAP.

 

Mineral		Facility ID		Processing Facility Name		Country
GOLD		CID000015		Advanced Chemical Company		UNITED STATES OF AMERICA
GOLD		CID000019		Aida Chemical Industries Co., Ltd.		JAPAN
GOLD		CID000035		Allgemeine Gold-und Silberscheideanstalt A.G.		GERMANY
GOLD		CID000041		Almalyk Mining and Metallurgical Complex (AMMC)		UZBEKISTAN
GOLD		CID000058		AngloGold Ashanti Corrego do Sitio Mineracao		BRAZIL
GOLD		CID000077		Argor-Heraeus S.A.		SWITZERLAND
GOLD		CID000082		Asahi Pretec Corp.		JAPAN
GOLD		CID000090		Asaka Riken Co., Ltd.		JAPAN
GOLD		CID000113		Aurubis AG		GERMANY
GOLD		CID000128		Bangko Sentral ng Pilipinas (Central Bank of the Philippines)		PHILIPPINES
GOLD		CID000157		Boliden AB		SWEDEN
GOLD		CID000176		C. Hafner GmbH + Co. KG		GERMANY
GOLD		CID000185		CCR Refinery - Glencore Canada Corporation		CANADA
GOLD		CID000189		Cendres + Metaux S.A.		SWITZERLAND
GOLD		CID000233		Chimet S.p.A.		ITALY
GOLD		CID000264		Chugai Mining		JAPAN
GOLD		CID000359		DSC (Do Sung Corporation)		KOREA, REPUBLIC OF
GOLD		CID000362		DODUCO Contacts and Refining GmbH		GERMANY
GOLD		CID000401		Dowa		JAPAN
GOLD		CID000493		OJSC Novosibirsk Refinery		RUSSIAN FEDERATION
GOLD		CID000689		LT Metal Ltd.		KOREA, REPUBLIC OF
GOLD		CID000694		Heimerle + Meule GmbH		GERMANY
GOLD		CID000707		Heraeus Metals Hong Kong Ltd.		CHINA
GOLD		CID000711		Heraeus Precious Metals GmbH & Co. KG		GERMANY
GOLD		CID000801		Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.		CHINA

 

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Mineral		Facility ID		Processing Facility Name		Country
GOLD		CID000807		Ishifuku Metal Industry Co., Ltd.		JAPAN
GOLD		CID000814		Istanbul Gold Refinery		TURKEY
GOLD		CID000823		Japan Mint		JAPAN
GOLD		CID000855		Jiangxi Copper Co., Ltd.		CHINA
GOLD		CID000920		Asahi Refining USA Inc.		UNITED STATES OF AMERICA
GOLD		CID000924		Asahi Refining Canada Ltd.		CANADA
GOLD		CID000929		JSC Uralelectromed		RUSSIAN FEDERATION
GOLD		CID000937		JX Nippon Mining & Metals Co., Ltd.		JAPAN
GOLD		CID000957		Kazzinc		KAZAKHSTAN
GOLD		CID000969		Kennecott Utah Copper LLC		UNITED STATES OF AMERICA
GOLD		CID000981		Kojima Chemicals Co., Ltd.		JAPAN
GOLD		CID001029		Kyrgyzaltyn JSC		KYRGYZSTAN
GOLD		CID001078		LS-NIKKO Copper Inc.		KOREA, REPUBLIC OF
GOLD		CID001113		Materion		UNITED STATES OF AMERICA
GOLD		CID001119		Matsuda Sangyo Co., Ltd.		JAPAN
GOLD		CID001147		Metalor Technologies (Suzhou) Ltd.		CHINA
GOLD		CID001149		Metalor Technologies (Hong Kong) Ltd.		CHINA
GOLD		CID001152		Metalor Technologies (Singapore) Pte., Ltd.		SINGAPORE
GOLD		CID001153		Metalor Technologies S.A.		SWITZERLAND
GOLD		CID001157		Metalor USA Refining Corporation		UNITED STATES OF AMERICA
GOLD		CID001161		Metalurgica Met-Mex Penoles S.A. De C.V.		MEXICO
GOLD		CID001188		Mitsubishi Materials Corporation		JAPAN
GOLD		CID001193		Mitsui Mining and Smelting Co., Ltd.		JAPAN
GOLD		CID001204		Moscow Special Alloys Processing Plant		RUSSIAN FEDERATION
GOLD		CID001220		Nadir Metal Rafineri San. Ve Tic. A.S.		TURKEY
GOLD		CID001259		Nihon Material Co., Ltd.		JAPAN
GOLD		CID001325		Ohura Precious Metal Industry Co., Ltd.		JAPAN
GOLD		CID001326		OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)		RUSSIAN FEDERATION
GOLD		CID001352		PAMP S.A.		SWITZERLAND
GOLD		CID001386		Prioksky Plant of Non-Ferrous Metals		RUSSIAN FEDERATION

 

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Mineral		Facility ID		Processing Facility Name		Country
GOLD		CID001397		PT Aneka Tambang (Persero) Tbk		INDONESIA
GOLD		CID001498		PX Precinox S.A.		SWITZERLAND
GOLD		CID001512		Rand Refinery (Pty) Ltd.		SOUTH AFRICA
GOLD		CID001534		Royal Canadian Mint		CANADA
GOLD		CID001555		Samduck Precious Metals		KOREA, REPUBLIC OF
GOLD		CID001585		SEMPSA Joyeria Plateria S.A.		SPAIN
GOLD		CID001622		Shandong Zhaojin Gold & Silver Refinery Co., Ltd.		CHINA
GOLD		CID001736		Sichuan Tianze Precious Metals Co., Ltd.		CHINA
GOLD		CID001756		SOE Shyolkovsky Factory of Secondary Precious Metals		RUSSIAN FEDERATION
GOLD		CID001761		Solar Applied Materials Technology Corp.		TAIWAN, PROVINCE OF CHINA
GOLD		CID001798		Sumitomo Metal Mining Co., Ltd.		JAPAN
GOLD		CID001875		Tanaka Kikinzoku Kogyo K.K.		JAPAN
GOLD		CID001916		The Refinery of Shandong Gold Mining Co., Ltd.		CHINA
GOLD		CID001938		Tokuriki Honten Co., Ltd.		JAPAN
GOLD		CID001955		Torecom		KOREA, REPUBLIC OF
GOLD		CID001977		Umicore Brasil Ltda.		BRAZIL
GOLD		CID001980		Umicore S.A. Business Unit Precious Metals Refining		BELGIUM
GOLD		CID001993		United Precious Metal Refining, Inc.		UNITED STATES OF AMERICA
GOLD		CID002003		Valcambi S.A.		SWITZERLAND
GOLD		CID002030		Western Australian Mint (T/a The Perth Mint)		AUSTRALIA
GOLD		CID002100		Yamakin Co., Ltd.		JAPAN
GOLD		CID002129		Yokohama Metal Co., Ltd.		JAPAN
GOLD		CID002224		Zhongyuan Gold Smelter of Zhongjin Gold Corporation		CHINA
GOLD		CID002243		Gold Refinery of Zijin Mining Group Co., Ltd.		CHINA
GOLD		CID002314		Umicore Precious Metals Thailand		THAILAND
GOLD		CID002459		Geib Refining Corporation		UNITED STATES OF AMERICA
GOLD		CID002509		MMTC-PAMP India Pvt., Ltd.		INDIA
GOLD		CID002511		KGHM Polska Miedz Spolka Akcyjna		POLAND

 

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Mineral		Facility ID		Processing Facility Name		Country
GOLD		CID002516		Singway Technology Co., Ltd.		TAIWAN, PROVINCE OF CHINA
GOLD		CID002561		Emirates Gold DMCC		UNITED ARAB EMIRATES
GOLD		CID002580		T.C.A S.p.A		ITALY
GOLD		CID002582		REMONDIS PMR B.V.		NETHERLANDS
GOLD		CID002605		Korea Zinc Co., Ltd.		KOREA, REPUBLIC OF
GOLD		CID002606		Marsam Metals		BRAZIL
GOLD		CID002615		TOO Tau-Ken-Altyn		KAZAKHSTAN
GOLD		CID002761		SAAMP		FRANCE
GOLD		CID002762		L’Orfebre S.A.		ANDORRA
GOLD		CID002763		8853 S.p.A.		ITALY
GOLD		CID002765		Italpreziosi		ITALY
GOLD		CID002777		SAXONIA Edelmetalle GmbH		GERMANY
GOLD		CID002778		WIELAND Edelmetalle GmbH		GERMANY
GOLD		CID002779		Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH		AUSTRIA
GOLD		CID002850		AU Traders and Refiners		SOUTH AFRICA
GOLD		CID002863		Bangalore Refinery		INDIA
GOLD		CID002918		SungEel HiMetal Co., Ltd.		KOREA, REPUBLIC OF
GOLD		CID002919		Planta Recuperadora de Metales SpA		CHILE
GOLD		CID002973		Safimet S.p.A		ITALY
GOLD		CID003195		DS PRETECH Co., Ltd.		KOREA, REPUBLIC OF
TANTALUM		CID000092		Asaka Riken Co., Ltd.		JAPAN
TANTALUM		CID000211		Changsha South Tantalum Niobium Co., Ltd.		CHINA
TANTALUM		CID002504		D Block Metals, LLC		UNITED STATES OF AMERICA
TANTALUM		CID000456		Exotech Inc.		UNITED STATES OF AMERICA
TANTALUM		CID000460		F&X Electro-Materials Ltd.		CHINA
TANTALUM		CID002505		FIR Metals & Resource Ltd.		CHINA
TANTALUM		CID002558		Global Advanced Metals Aizu		JAPAN

 

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Mineral		Facility ID		Processing Facility Name		Country
TANTALUM		CID002557		Global Advanced Metals Boyertown		UNITED STATES OF AMERICA
TANTALUM		CID000616		Guangdong Zhiyuan New Material Co., Ltd.		CHINA
TANTALUM		CID002544		H.C. Starck Co., Ltd.		THAILAND
TANTALUM		CID002547		H.C. Starck Hermsdorf GmbH		GERMANY
TANTALUM		CID002548		H.C. Starck Inc.		UNITED STATES OF AMERICA
TANTALUM		CID002549		H.C. Starck Ltd.		JAPAN
TANTALUM		CID002550		H.C. Starck Smelting GmbH & Co. KG		GERMANY
TANTALUM		CID002545		H.C. Starck Tantalum and Niobium GmbH		GERMANY
TANTALUM		CID002492		Hengyang King Xing Lifeng New Materials Co., Ltd.		CHINA
TANTALUM		CID002512		Jiangxi Dinghai Tantalum & Niobium Co., Ltd.		CHINA
TANTALUM		CID002842		Jiangxi Tuohong New Raw Material		CHINA
TANTALUM		CID000914		JiuJiang JinXin Nonferrous Metals Co., Ltd.		CHINA
TANTALUM		CID000917		Jiujiang Tanbre Co., Ltd.		CHINA
TANTALUM		CID002506		Jiujiang Zhongao Tantalum & Niobium Co., Ltd.		CHINA
TANTALUM		CID002539		KEMET Blue Metals		MEXICO
TANTALUM		CID001076		LSM Brasil S.A.		BRAZIL
TANTALUM		CID001163		Metallurgical Products India Pvt., Ltd.		INDIA
TANTALUM		CID001175		Mineracao Taboca S.A.		BRAZIL
TANTALUM		CID001192		Mitsui Mining and Smelting Co., Ltd.		JAPAN
TANTALUM		CID001277		Ningxia Orient Tantalum Industry Co., Ltd.		CHINA
TANTALUM		CID001200		NPM Silmet AS		ESTONIA
TANTALUM		CID001508		QuantumClean		UNITED STATES OF AMERICA
TANTALUM		CID001769		Solikamsk Magnesium Works OAO		RUSSIAN FEDERATION
TANTALUM		CID001869		Taki Chemical Co., Ltd.		JAPAN

 

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Mineral		Facility ID		Processing Facility Name		Country
TANTALUM		CID001891		Telex Metals		UNITED STATES OF AMERICA
TANTALUM		CID001969		Ulba Metallurgical Plant JSC		KAZAKHSTAN
TANTALUM		CID002508		XinXing HaoRong Electronic Material Co., Ltd.		CHINA
TANTALUM		CID002707		Resind Industria e Comercio Ltda.		BRAZIL
TANTALUM		CID001522		Yanling Jincheng Tantalum & Niobium Co., Ltd.		CHINA
TIN		CID000228		Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.		CHINA
TIN		CID000292		Alpha		UNITED STATES OF AMERICA
TIN		CID000315		CV United Smelting		INDONESIA
TIN		CID000402		Dowa		JAPAN
TIN		CID000438		EM Vinto		BOLIVIA (PLURINATIONAL STATE OF)
TIN		CID000468		Fenix Metals		POLAND
TIN		CID000538		Gejiu Non-Ferrous Metal Processing Co., Ltd.		CHINA
TIN		CID000555		Gejiu Zili Mining And Metallurgy Co., Ltd.		CHINA
TIN		CID000760		Huichang Jinshunda Tin Co., Ltd.		CHINA
TIN		CID000942		Gejiu Kai Meng Industry and Trade LLC		CHINA
TIN		CID001070		China Tin Group Co., Ltd.		CHINA
TIN		CID001105		Malaysia Smelting Corporation (MSC)		MALAYSIA
TIN		CID001142		Metallic Resources, Inc.		UNITED STATES OF AMERICA
TIN		CID001173		Mineracao Taboca S.A.		BRAZIL
TIN		CID001191		Mitsubishi Materials Corporation		JAPAN
TIN		CID001231		Jiangxi New Nanshan Technology Ltd.		CHINA
TIN		CID001314		O.M. Manufacturing (Thailand) Co., Ltd.		THAILAND
TIN		CID001337		Operaciones Metalurgicas S.A.		BOLIVIA (PLURINATIONAL STATE OF)
TIN		CID001399		PT Artha Cipta Langgeng		INDONESIA
TIN		CID001453		PT Mitra Stania Prima		INDONESIA
TIN		CID001477		PT Timah Tbk Kundur		INDONESIA
TIN		CID001482		PT Timah Tbk Mentok		INDONESIA
TIN		CID001490		PT Tinindo Inter Nusa		INDONESIA

 

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Mineral		Facility ID		Processing Facility Name		Country
TIN		CID001539		Rui Da Hung		TAIWAN, PROVINCE OF CHINA
TIN		CID001758		Soft Metais Ltda.		BRAZIL
TIN		CID001898		Thaisarco		THAILAND
TIN		CID001908		Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.		CHINA
TIN		CID002036		White Solder Metalurgia e Mineracao Ltda.		BRAZIL
TIN		CID002158		Yunnan Chengfeng Non-ferrous Metals Co., Ltd.		CHINA
TIN		CID002180		Yunnan Tin Company Limited		CHINA
TIN		CID002468		Magnu’s Minerais Metais e Ligas Ltda.		BRAZIL
TIN		CID002500		Melt Metais e Ligas S.A.		BRAZIL
TIN		CID002517		O.M. Manufacturing Philippines, Inc.		PHILIPPINES
TIN		CID002706		Resind Industria e Comercio Ltda.		BRAZIL
TIN		CID002773		Metallo Belgium N.V.		BELGIUM
TIN		CID002774		Metallo Spain S.L.U.		SPAIN
TIN		CID002834		Thai Nguyen Mining and Metallurgy Co., Ltd.		VIET NAM
TIN		CID002844		HuiChang Hill Tin Industry Co., Ltd.		CHINA
TIN		CID002849		Guanyang Guida Nonferrous Metal Smelting Plant		CHINA
TIN		CID003116		Guangdong Hanhe Non-Ferrous Metal Co., Ltd.		CHINA
TIN		CID003190		Chifeng Dajingzi Tin Industry Co., Ltd.		CHINA
TIN		CID003205		PT Bangka Serumpun		INDONESIA
TIN		CID003325		Tin Technology & Refining		UNITED STATES OF AMERICA
TUNGSTEN		CID000004		A.L.M.T. Corp.		JAPAN
TUNGSTEN		CID002513		Chenzhou Diamond Tungsten Products Co., Ltd.		CHINA
TUNGSTEN		CID002833		ACL Metais Eireli		BRAZIL
TUNGSTEN		CID000258		Chongyi Zhangyuan Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID000499		Fujian Jinxin Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID002645		Ganzhou Haichuang Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID000875		Ganzhou Huaxing Tungsten Products Co., Ltd.		CHINA
TUNGSTEN		CID002315		Ganzhou Jiangwu Ferrotungsten Co., Ltd.		CHINA
TUNGSTEN		CID002494		Ganzhou Seadragon W & Mo Co., Ltd.		CHINA

 

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Mineral		Facility ID		Processing Facility Name		Country
TUNGSTEN		CID000568		Global Tungsten & Powders Corp.		UNITED STATES OF AMERICA
TUNGSTEN		CID000218		Guangdong Xianglu Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID002542		H.C. Starck Smelting GmbH & Co. KG		GERMANY
TUNGSTEN		CID002541		H.C. Starck Tungsten GmbH		GERMANY
TUNGSTEN		CID000766		Hunan Chenzhou Mining Co., Ltd.		CHINA
TUNGSTEN		CID002579		Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji		CHINA
TUNGSTEN		CID000769		Hunan Chunchang Nonferrous Metals Co., Ltd.		CHINA
TUNGSTEN		CID003182		Hunan Litian Tungsten Industry Co., Ltd.		CHINA
TUNGSTEN		CID002649		Hydrometallurg, JSC		RUSSIAN FEDERATION
TUNGSTEN		CID000825		Japan New Metals Co., Ltd.		JAPAN
TUNGSTEN		CID002551		Jiangwu H.C. Starck Tungsten Products Co., Ltd.		CHINA
TUNGSTEN		CID002321		Jiangxi Gan Bei Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID002318		Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.		CHINA
TUNGSTEN		CID002317		Jiangxi Xinsheng Tungsten Industry Co., Ltd.		CHINA
TUNGSTEN		CID002316		Jiangxi Yaosheng Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID000966		Kennametal Fallon		UNITED STATES OF AMERICA
TUNGSTEN		CID000105		Kennametal Huntsville		UNITED STATES OF AMERICA
TUNGSTEN		CID002319		Malipo Haiyu Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID002845		Moliren Ltd.		RUSSIAN FEDERATION
TUNGSTEN		CID002589		Niagara Refining LLC		UNITED STATES OF AMERICA
TUNGSTEN		CID002543		Masan Tungsten Chemical LLC (MTC)		VIET NAM
TUNGSTEN		CID002827		Philippine Chuangxin Industrial Co., Inc.		PHILIPPINES
TUNGSTEN		CID001889		Tejing (Vietnam) Tungsten Co., Ltd.		VIET NAM
TUNGSTEN		CID002724		Unecha Refractory metals plant		RUSSIAN FEDERATION

 

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Mineral		Facility ID		Processing Facility Name		Country
TUNGSTEN		CID002044		Wolfram Bergbau und Hutten AG		AUSTRIA
TUNGSTEN		CID002843		Woltech Korea Co., Ltd.		KOREA, REPUBLIC OF
TUNGSTEN		CID002320		Xiamen Tungsten (H.C.) Co., Ltd.		CHINA
TUNGSTEN		CID002082		Xiamen Tungsten Co., Ltd.		CHINA
TUNGSTEN		CID002830		Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.		CHINA
TUNGSTEN		CID002095		Xinhai Rendan Shaoguan Tungsten Co., Ltd.		CHINA

Table 2. RMAP-participating processing facilities as listed by RMI as of May 21, 2020

Processing facilities and their locations reported in our supply chain that are reported by RMI as active with the RMAP.

 

Mineral		Facility ID		Processing Facility Name		Country
TUNGSTEN		CID002647		Jiangxi Xianglu Tungsten Co., Ltd.		CHINA

Table 3. RMAP-non-participating processing facilities as of May 21, 2020

Processing facilities and their locations reported in our supply chain that are not reported by RMI as either compliant with or participating in the RMAP. These processing facilities, which may provide conflict minerals to companies in our supply chain, are not reported by RMI as currently participating in the RMAP and therefore may not meet RMAP standards.

 

Mineral		Facility ID		Processing Facility Name		Country
GOLD		CID000180		Caridad		MEXICO
GOLD		CID000197		Yunnan Copper Industry Co., Ltd.		CHINA
GOLD		CID000343		Daye Non-Ferrous Metals Mining Ltd.		CHINA
GOLD		CID000522		Refinery of Seemine Gold Co., Ltd.		CHINA
GOLD		CID000651		Guoda Safina High-Tech Environmental Refinery Co., Ltd.		CHINA
GOLD		CID000671		Hangzhou Fuchunjiang Smelting Co., Ltd.		CHINA
GOLD		CID000767		Hunan Chenzhou Mining Co., Ltd.		CHINA
GOLD		CID000773		Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.		CHINA
GOLD		CID000956		Kazakhmys Smelting LLC		KAZAKHSTAN
GOLD		CID001056		Lingbao Gold Co., Ltd.		CHINA
GOLD		CID001058		Lingbao Jinyuan Tonghui Refinery Co., Ltd.		CHINA
GOLD		CID001093		Luoyang Zijin Yinhui Gold Refinery Co., Ltd.		CHINA
GOLD		CID001236		Navoi Mining and Metallurgical Combinat		UZBEKISTAN
GOLD		CID001362		Penglai Penggang Gold Industry Co., Ltd.		CHINA
GOLD		CID001546		Sabin Metal Corp.		UNITED STATES OF AMERICA

 

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Mineral		Facility ID		Processing Facility Name		Country
GOLD		CID001619		Shandong Tiancheng Biological Gold Industrial Co., Ltd.		CHINA
GOLD		CID001909		Great Wall Precious Metals Co., Ltd. of CBPM		CHINA
GOLD		CID001947		Tongling Nonferrous Metals Group Co., Ltd.		CHINA
GOLD		CID002282		Morris and Watson		NEW ZEALAND
GOLD		CID002312		Guangdong Jinding Gold Limited		CHINA
GOLD		CID002525		Shandong Humon Smelting Co., Ltd.		CHINA
GOLD		CID002852		GCC Gujrat Gold Centre Pvt. Ltd.		INDIA
GOLD		CID002853		Sai Refinery		INDIA
GOLD		CID002865		Kyshtym Copper-Electrolytic Plant ZAO		RUSSIAN FEDERATION
GOLD		CID002867		Degussa Sonne / Mond Goldhandel GmbH		GERMANY
GOLD		CID002872		Pease & Curren		UNITED STATES OF AMERICA
GOLD		CID003153		State Research Institute Center for Physical Sciences and Technology		LITHUANIA
GOLD		CID003324		QG Refining, LLC		UNITED STATES OF AMERICA
TIN		CID000448		Estanho de Rondonia S.A.		BRAZIL
TIN		CID002573		Nghe Tinh Non-Ferrous Metals Joint Stock Company		VIET NAM
TIN		CID002574		Tuyen Quang Non-Ferrous Metals Joint Stock Company		VIET NAM
TIN		CID002703		An Vinh Joint Stock Mineral Processing Company		VIET NAM
TIN		CID002756		Super Ligas		BRAZIL
TIN		CID003208		Pongpipat Company Limited		MYANMAR

 

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