Form: 3

Initial statement of beneficial ownership of securities

April 2, 2019

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Citragno Glenda M

(Last) (First) (Middle)
C/O RH
15 KOCH ROAD

(Street)
CORTE MADERA CA 94925

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/29/2019
3. Issuer Name and Ticker or Trading Symbol
RH [ RH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (RSU) (1) (1) Common Stock 2,520 (2) D
Restricted Stock Unit (RSU) (3) (3) Common Stock 600 (2) D
Restricted Stock Unit (RSU) (4) (4) Common Stock 640 (2) D
Stock Option (Right to Buy) (5) 04/20/2026 Common Stock 6,300 44.52 D
Stock Option (Right to Buy) (6) 06/26/2026 Common Stock 4,500 25.39 D
Stock Option (Right to Buy) (7) 05/07/2024 Common Stock 1,200 61.3 D
Stock Option (Right to Buy) (8) 05/05/2025 Common Stock 1,480 87.31 D
Explanation of Responses:
1. This restricted stock unit award will vest with respect to 840 of the units on each of June 16, 2019 through 2021, subject to continuous service.
2. Each restricted stock unit represents a contingent right to receive one share of RH common stock.
3. This restricted stock unit award will vest with respect to 600 of the units on June 16, 2019, subject to continuous service.
4. This restricted stock unit award will vest with respect to 320 of the units annually on each of June 16, 2019 through 2020, subject to continuous service.
5. This option award will vest and become exercisable with respect to 2,100 shares annually on each of April 21, 2019 through 2021, subject to continuous service.
6. This option award will vest and become exercisable with respect to 1,500 shares annually on each of June 27, 2019 through 2021, subject to continuous service.
7. This option award will vest and become exercisable with respect to 1,200 shares on May 8, 2019, subject to continuous service.
8. This option award will vest and become exercisable with respect to 740 shares annually on each of May 6, 2019 through 2020, subject to continuous service.
Remarks:
/s/ Edward T. Lee as Attorney-In-Fact 04/02/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.